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John Christian Raaf

Raaf Investment Advisors, LLC

Portland, OR

CRD 3215672

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Employer firm

Raaf Investment Advisors, LLC CRD 156004

$62.5M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Raaf Investment Advisors, Llc

2416 Sw Vista Ave, Portland, OR 97201 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2011-01-21
  • OR RA
    APPROVED
    Since 2011-01-21

Branch Locations

2416 Sw Vista Ave, Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raaf Investment Advisors, Llc Portland OR 11/2010 Present
Previous Registrations
  • 2008-06-25 → 2010-10-06
    Confluence Wealth Management Llc
    Portland, OR
  • 2002-11-13 → 2008-02-15
    Northwest Investment Counselors
    Lake Oswego, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-02
S63 Uniform Securities Agent State Law Examination 2000-01-12
  • S65 Uniform Investment Adviser Law Examination
    2000-11-02
  • S63 Uniform Securities Agent State Law Examination
    2000-01-12
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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