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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-02
  • PA RA
    APPROVED
    Since 2024-07-02

Branch Locations

835 Springdale Dr Suite 204, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Babson College Wellesley MA 09/2013 05/2017
Unemployed Downingtown PA 05/2017 09/2017
Clearedge Partners Needham MA 09/2017 04/2018
Unemployed Haverhill MA 04/2018 09/2019
United States Navy Coronado CA 09/2019 06/2021
Unemployed Downingtown PA 06/2021 11/2021
Jpmorgan Chase & Co. Wilmington DE 11/2021 04/2024
Raymond James Financial Services, Inc. Exton PA 04/2024 Present
Brandywine Valley Financial Services, Llc Exton PA 04/2024 Present
Raymond James Financial Services Advisors, Inc Exton PA 07/2024 Present
  • 09/2013 → 05/2017
    Babson College
    Wellesley, MA
  • 05/2017 → 09/2017
    Unemployed
    Downingtown, PA
  • 09/2017 → 04/2018
    Clearedge Partners
    Needham, MA
  • 04/2018 → 09/2019
    Unemployed
    Haverhill, MA
  • 09/2019 → 06/2021
    United States Navy
    Coronado, CA
  • 06/2021 → 11/2021
    Unemployed
    Downingtown, PA
  • 11/2021 → 04/2024
    Jpmorgan Chase & Co.
    Wilmington, DE
  • 04/2024 → Present
    Raymond James Financial Services, Inc.
    Exton, PA
  • 04/2024 → Present
    Brandywine Valley Financial Services, Llc
    Exton, PA
  • 07/2024 → Present
    Exton, PA
Other Businesses

Brandywine Valley Financial Services, LLC; not investment related; Exton, PA; DBA/support company; Registered Associate; Started 04/2024; 0hrs/month; 0hrs/month during trading hours; Support Staff

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-21
  • S66 Uniform Combined State Law Examination
    2024-06-21

View on SEC IAPD

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