Steven Wayne Loerke

Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 10/2020
  Ubs Financial Services Inc.
  San Fransisco, CA
• 12/2020 → 06/2023
  Prospera Financial Services
  Dallas, TX
• 08/2023 → Present
  Vanderbilt Advisory Services
  Woodbury, NY

Previous Registrations

• 2020-12-02 → 2023-06-08
  Prospera Financial Services, Inc.
  Redwood City, CA
• 2006-01-27 → 2020-11-25
  Ubs Financial Services Inc.
  San Francisco, CA
• 2002-03-04 → 2006-01-31
  Morgan Stanley Dw Inc.
  San Jose, CA

Other Businesses

Redwood Advisory Group LLC. LLC/DBA. Investment related. Start date: 01/19/2021. Address: 303 Twin Dolphin Drive 6th Floor. Redwood City CA, 94065. Title: Founder and President. Duties: Redwood Advisory Group LLC. LLC/DBA is used for tax and marketing purposes of the securities business.. Time spent during regular hours: 100%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-22
• S63 Uniform Securities Agent State Law Examination
  2000-09-20

Other Names

• Steven Wayne Cresci