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Joseph Terence Keating

Southstate Private Capital Management LLC

Birmingham, AL

CRD 3215525

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Employer firm

Southstate Private Capital Management LLC CRD 165306

$4.96B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Southstate Private Capital Management Llc

520 Gervais Street, Columbia, SC 29201 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-04
  • AL RA
    APPROVED
    Since 2026-01-04

Branch Locations

600 Luckie Drive, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Bank Birmingham AL 09/2005 03/2024
Southstate Advisory Birmingham AL 03/2024 Present
Private Capital Management, Llc Birmingham AL 01/2026 Present
  • 09/2005 → 03/2024
    Rbc Bank
    Birmingham, AL
  • 03/2024 → Present
    Southstate Advisory
    Birmingham, AL
  • 01/2026 → Present
    Private Capital Management, Llc
    Birmingham, AL
Previous Registrations
  • 2024-03-29 → 2026-02-27
    Southstate Advisory, Inc.
    Birmingham, AL
  • 2010-02-22 → 2024-03-18
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-19
  • S65 Uniform Investment Adviser Law Examination
    2010-02-19

View on SEC IAPD

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