Andrew James Kaye

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-17
OH	RA	APPROVED	2025-11-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Guardian Life Insurance Company	Beachwood	OH	08/2024	07/2025
Beechmont Country Club	Beachwood	OH	05/2022	08/2023
Cleveland State University	Cleveland	OH	08/2020	05/2025
Saint Ignatius High School	Cleveland	OH	08/2016	05/2020
Westwood Country Club	Rocky River	OH	05/2016	08/2019
Park Avenue Securities	Beachwood	OH	06/2024	07/2025
Park Avenue Securities	Avon Lake	OH	07/2025	07/2025
Guardian Life Insurance Company	Avon Lake	OH	07/2025	07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Westlake	OH	10/2025	Present
Bank Of America, N.A.	Westlake	OH	11/2025	Present

08/2024 → 07/2025

Guardian Life Insurance Company

Beachwood, OH
05/2022 → 08/2023

Beechmont Country Club

Beachwood, OH
08/2020 → 05/2025

Cleveland State University

Cleveland, OH
08/2016 → 05/2020

Saint Ignatius High School

Cleveland, OH
05/2016 → 08/2019

Westwood Country Club

Rocky River, OH
06/2024 → 07/2025

Park Avenue Securities

Beachwood, OH
07/2025 → 07/2025

Park Avenue Securities

Avon Lake, OH
07/2025 → 07/2025

Guardian Life Insurance Company

Avon Lake, OH
10/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake, OH
11/2025 → Present

Bank Of America, N.A.

Westlake, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-07

Other Firms