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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-07 |
| VA | RA | APPROVED | 2015-12-15 |
Branch Locations
East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Glen Allen | VA | 03/1999 | Present |
| Mml Investors Services, Inc. | Glen Allen | VA | 04/1999 | Present |
NAME: HARDY DISAVINO LLC INV REL: Y ADD: 100 EASTSHORE DRIVE STE 300 GLEN ALLEN VA 23059 NATURE: RUN OUR BUSINESS EXPENSES AND OPERATION THROUGH OUR LLC POSITION: PARTNER START DATE: 6/22/2016 NO HRS/MO: 2 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: PAY INTO LLC FUNDING TO RUN OUR BUSINESS EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-06 |
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