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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-09-18
  • DE RA
    APPROVED
    Since 2024-09-18

Branch Locations

15 Middleton Dr., Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wilmington DE 03/2024 Present
Bank Of America Newark DE 10/2023 03/2024
Young Life Newark DE 08/2016 10/2023
  • 03/2024 → Present
    Wilmington, DE
  • 10/2023 → 03/2024
    Bank Of America
    Newark, DE
  • 08/2016 → 10/2023
    Young Life
    Newark, DE
Other Businesses

1)06/20/2024 - Covenant Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2024 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-16
  • S66 Uniform Combined State Law Examination
    2024-09-16

View on SEC IAPD

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