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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Houston | TX | 02/2024 | 11/2024 |
| Belton Independent School District | Belton | TX | 07/2022 | 04/2024 |
| Bastrop Independent School District | Bastrop | TX | 07/2020 | 06/2022 |
| Dripping Springs Independent School District | Dripping Springs | TX | 08/2014 | 06/2020 |
| The Prudential Insurance Company Of America | Houston | TX | 06/2024 | 11/2024 |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | 06/2026 |
| Ameriprise Financial Services, Llc | Live Oak | TX | 06/2026 | Present |
Outside Employment; Randolph Brooks Federal Credit Union; Employee--Financial Advisor; Manage advisory business; 1 IKEA-RBFCU Pkwy, , Live Oak, TX, 78233; Investment-Related; 06/29/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-14 |
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