Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-05 |
Branch Locations
3415 Greystone Drive Suite 105, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Kailua Kona | HI | 09/2021 | 02/2022 |
| Securities America, Inc. | Kailua Kona | HI | 03/2022 | 03/2024 |
| Tallus Capital Advisors | Kailua Kona | HI | 06/2020 | 08/2021 |
| Massmutual | Seattle | WA | 10/2019 | 05/2020 |
| Seattle Univeristy | Seattle | WA | 01/2012 | 05/2020 |
| Park Avenue Securities | Austin | TX | 03/2024 | 01/2025 |
| Guardian Life Insurance Company | Austin | TX | 03/2024 | 01/2026 |
| Guardian Life Insurance Company | Austin | TX | 06/2024 | 01/2026 |
| Park Avenue Securities | Austin | TX | 06/2024 | 01/2026 |
| Lpl Enterprise Llc | Austin | TX | 01/2026 | Present |
1. 12/04/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Austin, TX - INV REL - Start Date 12/04/2025 - 160hrs/mth | 160hrs during trading 2. 12/04/2025 - KRISTEN RILEY NIELSEN, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Austin, TX - INV REL - Start Date 12/04/2025 - 160hrs/mth | 160hrs during trading 3. 03/16/2026-Treaty Oak Advisors-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/13/2026-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-02 |
Reach out to this advisor