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Michael Dutton

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Wells Fargo Clearing Services, LLC

St. Louis, MO

St Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-09-12
  • MO RA
    APPROVED
    Since 2024-09-12

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-06-14
  • MO RA
    APPROVED
    Since 2017-06-14

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc St Louis MO 11/2012 05/2017
Wells Fargo Clearing Services Llc St Louis MO 05/2017 Present
Previous Registrations
Other Businesses

THE WOODADDIES, NOT INV RELATED, ST. LOUIS, MO, MUSICIAN, START 2/16/2018, 8 HOURS PER MONTH, ZERO DURING TRADING, BASSIST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-28
S63 Uniform Securities Agent State Law Examination 2011-02-22
  • S66 Uniform Combined State Law Examination
    2015-04-28
  • S63 Uniform Securities Agent State Law Examination
    2011-02-22
Other Names
  • Michael Gerard Dutton

View on SEC IAPD

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