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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

33302 Valle Road Suite 200, San Juan Capistrano, CA 92675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co San Juan Capistrano CA 04/2024 Present
Mml Investors Services, Llc San Juan Capistrano CA 04/2024 Present
Fullerton Union High School Fulleton CA 08/2015 08/2019
Wheaton College Wheaton IL 08/2019 05/2024
Walmart La Habra CA 05/2020 12/2020
Millergiangrande Cpas And Advisors Llp Brea CA 12/2020 08/2021
Baker Tilly Us Llp Los Angeles CA 06/2023 08/2023
  • 04/2024 → Present
    Massmutual Life Insurance Co
    San Juan Capistrano, CA
  • 04/2024 → Present
    San Juan Capistrano, CA
  • 08/2015 → 08/2019
    Fullerton Union High School
    Fulleton, CA
  • 08/2019 → 05/2024
    Wheaton College
    Wheaton, IL
  • 05/2020 → 12/2020
    Walmart
    La Habra, CA
  • 12/2020 → 08/2021
    Millergiangrande Cpas And Advisors Llp
    Brea, CA
  • 06/2023 → 08/2023
    Baker Tilly Us Llp
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-12
  • S66 Uniform Combined State Law Examination
    2024-11-12

View on SEC IAPD

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