Carmello Antonio Buscemi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Lpl Financial, Llc
  San Juan Capistrano, CA

Previous Registrations

• 2008-05-06 → 2008-12-10
  Wamu Investments, Inc.
  Laguna Hills, CA
  Mission Viejo, CA
  Mission Viejo, CA
  Mission Viejo, CA
  Rancho Santa Margarita, CA

Other Businesses

1. 9/18/2018 - Buscemi Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/30/2008 - 30 Hours Per Month/1 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-05-02
• S63 Uniform Securities Agent State Law Examination
  1998-11-05

Other Names

• Carmen Buscemi