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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-10-20
  • MN RA
    APPROVED
    Since 2025-10-20

Branch Locations

4701 Stacy Ann Dr Nw, Bemidji, MN 56601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unbound Potential Chiropractic Augusta ME 01/2024 05/2024
Lavallee Chiropractic Oakland ME 05/2022 01/2024
Us Army Lewiston ME 09/2019 05/2022
Walmart Falmouth ME 06/2019 01/2020
Sherman College Of Chiropractic Boiling Springs SC 06/2015 06/2019
Thrivent Investment Management Inc Bemidji MN 03/2024 09/2025
Thrivent Financial Appleton WI 08/2024 02/2025
Thrivent Financial Appleton WI 02/2025 09/2025
Cetera Financial Specialists Llc Schaumburg IL 09/2025 Present
Usar Buffalo MN 09/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
  • 01/2024 → 05/2024
    Unbound Potential Chiropractic
    Augusta, ME
  • 05/2022 → 01/2024
    Lavallee Chiropractic
    Oakland, ME
  • 09/2019 → 05/2022
    Us Army
    Lewiston, ME
  • 06/2019 → 01/2020
    Walmart
    Falmouth, ME
  • 06/2015 → 06/2019
    Sherman College Of Chiropractic
    Boiling Springs, SC
  • 03/2024 → 09/2025
    Thrivent Investment Management Inc
    Bemidji, MN
  • 08/2024 → 02/2025
    Thrivent Financial
    Appleton, WI
  • 02/2025 → 09/2025
    Thrivent Financial
    Appleton, WI
  • 09/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2019 → Present
    Usar
    Buffalo, MN
  • 10/2025 → Present
    Schaumburg, IL
Other Businesses

1) STEADFAST HEALTH AND WEALTH; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR INVESTMENTS/WEALTH MANAGEMENT; FINANCIAL PROFESSIONAL; SINCE 08/2025; 40 HRS/MO 2) USAR; NON-INVESTMENT RELATED; BUFFALO, MN; US ARMY; STAFF SERGEANT; SINCE 9/2019; 16 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-13
S63 Uniform Securities Agent State Law Examination 2024-09-19
  • S65 Uniform Investment Adviser Law Examination
    2025-10-13
  • S63 Uniform Securities Agent State Law Examination
    2024-09-19

View on SEC IAPD

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