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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-11 |
| MN | RA | APPROVED | 2013-12-10 |
Branch Locations
1421 Bemidji Avenue N Suite 2, Bemidji, MN 56601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Bemidji | MN | 02/2001 | Present |
| Focus Financial Network, Inc. | Roseville | MN | 02/2001 | Present |
1) FOCUS FINANCIAL NETWORK, INC Position: Insurance Agent Nature: Ins Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2001 1421 Bemidji Ave N Suite 2 Bemidji, MN. 56601 Description: Sale and Service of fixed insurance products. 2) FOCUS FINANCIAL NETWORK, INC. POSITION: Investment Advisor Rep NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2001 ADDRESS: 1421 Bemidji Ave N, Bemidji MN 56601, United States DESCRIPTION: Sales and service of investment products. Research, income strategies, asset allocations, retirement planning. 3) BUENA VISTA SKI AREA; POSITION: Other - employee NATURE: Other - Ski area INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2006 19276 Lake Julia Dr. Bemidji, MN 56601 Work at a Ski resort. Buena Vista Ski Area in Bemidji MN. I am the racing director. Coach kids to race downhill skiing. I work only weekends not during business hours during the winter only. 4) FIRST CITY PADDLING LLC POSITION: 1/5th owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2014 ADDRESS: 51080 County 29, Bemidji MN 56601, United States DESCRIPTION: We own a Dragon Boat (24ft canoe like boat that requires 20 paddlers to race in sprints)We rent the boat out to anyone interested in getting a team together to paddle around Lake Bemidji from May 15 - Oct 1. 5) MIKE HUERBIN POSITION: Other - Assistant NATURE: Other - Sound engineer for a few local bands. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2010 ADDRESS: 707 Nordic Ave NW, Bemidji MN 56601, United States DESCRIPTION: I provide sound equipment and assistance to local bands during performances and practices. 6) MINNESOTA FINLANDIA COMMUNITY HEALTH SPORTS POSITION: Board Member President - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1998 ADDRESS: P.O. Box 771 Bemidji, MN 56601, Bemidji MN 56601, United States DESCRIPTION: President, board Member and race director of a cross country ski marathon held once a year. The months of January-February I spend 50-60 hours on activity and minimal the rest of the year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-04 |
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