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272 Market Square Suite 214, Lake Forest, IL 60045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-22 |
Branch Locations
272 Market Square Suite 214, Lake Forest, IL 60045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morningstar Investment Services, Inc. | Chicago | IL | 08/2001 | 04/2025 |
| Alley Company | Lake Forest | IL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-25 |
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