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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-01-14
TX RA APPROVED 2025-01-02
WI RA APPROVED 2024-11-25
  • VI RA
    APPROVED
    Since 2025-01-14
  • TX RA
    APPROVED
    Since 2025-01-02
  • WI RA
    APPROVED
    Since 2024-11-25

Branch Locations

717 North Mccarthy Road, Appleton, WI 54913 • United States

Bellevue, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
K&K Homestead Malone WI 08/2014 02/2024
Baker Cheese St.CLoud WI 06/2023 08/2023
Rbc Wealth Management Appleton WI 03/2024 Present
Oshkosh Defense Oshkosh WI 06/2021 10/2021
  • 08/2014 → 02/2024
    K&K Homestead
    Malone, WI
  • 06/2023 → 08/2023
    Baker Cheese
    St.CLoud, WI
  • 03/2024 → Present
    Rbc Wealth Management
    Appleton, WI
  • 06/2021 → 10/2021
    Oshkosh Defense
    Oshkosh, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-25
  • S66 Uniform Combined State Law Examination
    2024-11-25

View on SEC IAPD

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