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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-08
TX RA APPROVED 2026-05-07
  • LA RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED
    Since 2026-05-07

Branch Locations

3554 S. Sherwood Forest Boulevard, Baton Rouge, LA 70816 • United States

2828 Monterrey Blvd, Baton Rouge, LA 70814 • United States

5900 Airline Highway, Baton Rouge, LA 70805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Baton Rouge LA 05/2026 Present
Jpmorgan Chase Bank, N.A. Baton Rouge LA 05/2026 Present
Stonex Birmingham AL 04/2025 04/2026
Penn Mutual Baton Rouge LA 04/2024 03/2025
Hornoer, Townsend & Kent, Llc Baton Rouge LA 04/2024 03/2025
Donnie Schmitt Cltc Baton Rouge LA 02/2024 03/2025
Attracct Finl Baton Rouge LA 02/2024 03/2025
Unemployed Denham Springs LA 12/2023 02/2024
T A Breaux Investments Baton Rouge LA 08/2022 12/2023
Louisiana State Unv Baton Rouge LA 06/2019 12/2023
Anytime Fitness Baton Rouge LA 03/2020 08/2022
Unemployed Walker LA 04/2019 06/2019
Stine Llc Walker LA 02/2019 04/2019
Unemployed Walker LA 05/2016 02/2019
  • 05/2026 → Present
    Baton Rouge, LA
  • 05/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 04/2025 → 04/2026
    Stonex
    Birmingham, AL
  • 04/2024 → 03/2025
    Penn Mutual
    Baton Rouge, LA
  • 04/2024 → 03/2025
    Hornoer, Townsend & Kent, Llc
    Baton Rouge, LA
  • 02/2024 → 03/2025
    Donnie Schmitt Cltc
    Baton Rouge, LA
  • 02/2024 → 03/2025
    Attracct Finl
    Baton Rouge, LA
  • 12/2023 → 02/2024
    Unemployed
    Denham Springs, LA
  • 08/2022 → 12/2023
    T A Breaux Investments
    Baton Rouge, LA
  • 06/2019 → 12/2023
    Louisiana State Unv
    Baton Rouge, LA
  • 03/2020 → 08/2022
    Anytime Fitness
    Baton Rouge, LA
  • 04/2019 → 06/2019
    Unemployed
    Walker, LA
  • 02/2019 → 04/2019
    Stine Llc
    Walker, LA
  • 05/2016 → 02/2019
    Unemployed
    Walker, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-20
  • S66 Uniform Combined State Law Examination
    2024-06-20
Other Names
  • Cade Seymour
  • Cade Alexander Seymour

View on SEC IAPD

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