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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-04
  • NY RA
    APPROVED
    Since 2021-11-04

Branch Locations

6456 Collamer Rd, East Syracuse, NY 13057 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual East Syracuse NY 01/2015 11/2021
Mml Investors Services, Llc East Syracuse NY 03/2017 11/2021
J.W. Cole Financial, Inc. Tampa FL 11/2021 Present
J.W. Cole Advisors, Inc. Tampa FL 11/2021 Present
  • 01/2015 → 11/2021
    Massmutual
    East Syracuse, NY
  • 03/2017 → 11/2021
    East Syracuse, NY
  • 11/2021 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 11/2021 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
Other Businesses

(1) Personal Rental Property; Not investment related; 325 Oakwood St, Bethany Beach, DE 19930; Partner; Rental Property; Started in 2018; 1 hr/mo, 0 during trading. (2) Independent Insurance Agent; Not investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; Sales of insurance products; Start in 1999; 8 hr/mo, 8 hr/mo during trading. (3) Gateway Consulting and Coaching; Not investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; Consulting; Member; Start 10/2019; 4 hrs/mo, 4 hrs/mo during trading. (4) Gateway Diversified Holdings, LLC; Not Investment related; 6456 Callamer Rd, East Syracuse, NY 13057; Partner; Property Manager; Start 2020; 5 hr/mo, 5 hrs/mo during trading. (5) Legacy Wealth Advisors of NY; DBA; Investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; President; Start 10/2017; 120 hrs/mo, 120 hrs/mo during trading. (6) Overview Business Holdings, LLC; Diversified Dairy Farm; Not investment related; Locke, NY; Board of Director; Attend board meetings, review company operating functions, advise on business performance, help with special projects; Start 1/1/23; 2 hours/month during trading. (7) CNY Growth, LLC; Member; Investor group looking to build multi field sports complex in Syracuse NY; Address:  TBD; Investment Related; Start Date: 10/11/2025; 0 hours during trading hours. (8) Midstate Mutual Insurance Company; Board of Directors;  5612 NY - 34, Auburn, NY 13021; Not investment related; Start Date:  6/1/25; 4 hours/month during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-14
  • S63 Uniform Securities Agent State Law Examination
    1999-05-14

View on SEC IAPD

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