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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-04 |
Branch Locations
6456 Collamer Rd, East Syracuse, NY 13057 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | East Syracuse | NY | 01/2015 | 11/2021 |
| Mml Investors Services, Llc | East Syracuse | NY | 03/2017 | 11/2021 |
| J.W. Cole Financial, Inc. | Tampa | FL | 11/2021 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 11/2021 | Present |
(1) Personal Rental Property; Not investment related; 325 Oakwood St, Bethany Beach, DE 19930; Partner; Rental Property; Started in 2018; 1 hr/mo, 0 during trading. (2) Independent Insurance Agent; Not investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; Sales of insurance products; Start in 1999; 8 hr/mo, 8 hr/mo during trading. (3) Gateway Consulting and Coaching; Not investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; Consulting; Member; Start 10/2019; 4 hrs/mo, 4 hrs/mo during trading. (4) Gateway Diversified Holdings, LLC; Not Investment related; 6456 Callamer Rd, East Syracuse, NY 13057; Partner; Property Manager; Start 2020; 5 hr/mo, 5 hrs/mo during trading. (5) Legacy Wealth Advisors of NY; DBA; Investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; President; Start 10/2017; 120 hrs/mo, 120 hrs/mo during trading. (6) Overview Business Holdings, LLC; Diversified Dairy Farm; Not investment related; Locke, NY; Board of Director; Attend board meetings, review company operating functions, advise on business performance, help with special projects; Start 1/1/23; 2 hours/month during trading. (7) CNY Growth, LLC; Member; Investor group looking to build multi field sports complex in Syracuse NY; Address: TBD; Investment Related; Start Date: 10/11/2025; 0 hours during trading hours. (8) Midstate Mutual Insurance Company; Board of Directors; 5612 NY - 34, Auburn, NY 13021; Not investment related; Start Date: 6/1/25; 4 hours/month during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-05-14 |
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