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460 King Street Suite 200, Charleston, SC 29403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-05-21 |
Branch Locations
Mt Pleasant, SC • United States
460 King Street Suite 200, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ballast Rock Private Wealth, Llc | Charleston | SC | 05/2026 | Present |
| Unemployed Minor | Mount Pleasant | SC | 07/2014 | 02/2020 |
| Full Time Education | Columbia | SC | 03/2020 | 05/2024 |
| Unemployed | Georgetown | SC | 06/2024 | 07/2024 |
| Between The Antlers | Georgetown | SC | 06/2023 | 08/2023 |
| 49 Financial | Charlotte | NC | 07/2024 | 04/2026 |
NIPR; Not investment related; 1100 Walnut Street, Suite 500 Kansas City, MO, 64106; Insurance; Agent; Agent; May 14, 2024; 20 total hours per month; 20 hours during securities trading hours; Licensed life insurance agent in charge of identifying opportunities for qualified investors;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-06 |
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