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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-30 |
| SC | RA | APPROVED | 2018-10-19 |
Branch Locations
1501 Belle Isle Ave Ste 240, Mt Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Carolina University Athletics | Cullowhee | NC | 12/2010 | 10/2018 |
| Massmutual | Charleston | SC | 03/2017 | 10/2018 |
| Mml Investors Services, Llc | Charleston | SC | 03/2017 | 10/2018 |
| Principal Securities Inc | Mt Pleasant | SC | 10/2018 | Present |
| Principal Life Insurance Company | Mt Pleasant | SC | 10/2018 | Present |
| Trinity Wealth Partners | Mt. Pleasant | SC | 10/2018 | Present |
| Union Financial, Inc. | Mt Pleasant | SC | 10/2021 | 04/2022 |
**Trinity Wealth Partners; Not Investment Related; Mt. Pleasant, SC; Co-owner; Co-owner of LLC. Marketing name used for DBA.; Start Date: 11/02/2018; 160 hrs per month; 160 during trading hours. **Fixed Insurance; Investment Related; Mt Pleasant SC; Agent; Fixed Life, DI, LTC, Health, Group Products (pet insurance, legal protection, identity protection, health insurance); Start Date: 08/01/2019; 8 hrs per month; 8 during trading hours. **CHARLESTON INTERRELIGIOUS COUNCIL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2024 ADDRESS: 34 Race Street, Charleston SC 29403, United States DESCRIPTION: An organization that seeks to build bridges of understanding to promote sensitivity, tolerance, respect, and fellowship among religious groups. Board member. Assist with activities that promote relationships amongst various religions and its members in the Charleston area.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-06 |
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