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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-06
  • IL RA
    APPROVED
    Since 2024-05-06

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

2320 Dean Street Suite 202, St. Charles, IL 60175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St. Charles IL 03/2024 Present
St Charles Bank & Trust Company N.A. Elgin IL 08/2014 02/2024
Highpoint Advisor Group, Llc St. Charles IL 03/2024 Present
  • 03/2024 → Present
    Lpl Financial Llc
    St. Charles, IL
  • 08/2014 → 02/2024
    St Charles Bank & Trust Company N.A.
    Elgin, IL
  • 03/2024 → Present
    Highpoint Advisor Group, Llc
    St. Charles, IL
Other Businesses

1) 05/14/2024 - Highpoint Advisor Group LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/06/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Highpoint Advisor Group LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 05/14/2024 - OnPath Financial - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 160 Hours Per Month/ During Trading 3) 06/12/2024 - Keller Peterson Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/3/2024 - 40 Hrs/Mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-15
  • S66 Uniform Combined State Law Examination
    2024-04-15
Other Names
  • Christopher Peterson

View on SEC IAPD

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