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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-06 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
2320 Dean Street Suite 202, St. Charles, IL 60175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | St. Charles | IL | 03/2024 | Present |
| St Charles Bank & Trust Company N.A. | Elgin | IL | 08/2014 | 02/2024 |
| Highpoint Advisor Group, Llc | St. Charles | IL | 03/2024 | Present |
1) 05/14/2024 - Highpoint Advisor Group LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/06/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Highpoint Advisor Group LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 05/14/2024 - OnPath Financial - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 160 Hours Per Month/ During Trading 3) 06/12/2024 - Keller Peterson Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/3/2024 - 40 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-15 |
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