Best Investors Account Sign in

Doug P Bates

Edward Jones

Westerville, OH

CRD 7883371

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-18
OH RA APPROVED 2024-06-20
  • TX RA
    APPROVED
    Since 2024-09-18
  • OH RA
    APPROVED
    Since 2024-06-20

Branch Locations

574 W Schrock Road, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2024 Present
National Affordable Housing Trust Columbus OH 07/2007 11/2023
Unemployed Pataskala OH 11/2023 03/2024
  • 03/2024 → Present
    St Louis, MO
  • 07/2007 → 11/2023
    National Affordable Housing Trust
    Columbus, OH
  • 11/2023 → 03/2024
    Unemployed
    Pataskala, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-18
  • S66 Uniform Combined State Law Examination
    2024-06-18
Other Names
  • Douglas Bates

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Westerville, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor