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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-15 |
| LA | RA | APPROVED | 2025-04-08 |
Branch Locations
5200 Mounes Street, Harahan, LA 70123 • United States
3740 Elysian Fields Avenue, New Orleans, LA 70122 • United States
2200 Clearview Parkway, Metairie, LA 70001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Metairie | LA | 03/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Metairie | LA | 03/2024 | 11/2024 |
| Pom Inusurance, Llc | Metairie | LA | 01/2021 | 03/2024 |
| Canal Barge Company | New Orleans | LA | 03/2015 | 12/2020 |
| Lpl Enterprise, Llc | Fort Mill | SC | 11/2024 | 03/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2025 | Present |
| Cetera Investment Advisers Llc | Metairie | LA | 04/2025 | Present |
| Hancock Whitney Bank | Matairie | LA | 04/2025 | Present |
1) SALE OF INDIVIDUAL AND GROUP HEALTH INSURANCE. 2) BOARD MEMBER FOR THE 18TH WARD; ADD 7/1/2025: ELDER FOR CELEBRATION CHURCH IN METAIRIE. 3) BOARD OF GOVERNORS FOR ISIDORE NEWMAN SCHOOL. 4) ADVISORY BOARD CHAIR FOR BREAKTHROUGH NEW ORLEANS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-12 |
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