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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-15
LA RA APPROVED 2025-04-08
  • TX RA
    APPROVED
    Since 2025-05-15
  • LA RA
    APPROVED
    Since 2025-04-08

Branch Locations

5200 Mounes Street, Harahan, LA 70123 • United States

3740 Elysian Fields Avenue, New Orleans, LA 70122 • United States

2200 Clearview Parkway, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Metairie LA 03/2024 11/2024
The Prudential Insurance Company Of America Metairie LA 03/2024 11/2024
Pom Inusurance, Llc Metairie LA 01/2021 03/2024
Canal Barge Company New Orleans LA 03/2015 12/2020
Lpl Enterprise, Llc Fort Mill SC 11/2024 03/2025
Cetera Investment Services Llc Saint Cloud MN 04/2025 Present
Cetera Investment Advisers Llc Metairie LA 04/2025 Present
Hancock Whitney Bank Matairie LA 04/2025 Present
  • 03/2024 → 11/2024
    Metairie, LA
  • 03/2024 → 11/2024
    The Prudential Insurance Company Of America
    Metairie, LA
  • 01/2021 → 03/2024
    Pom Inusurance, Llc
    Metairie, LA
  • 03/2015 → 12/2020
    Canal Barge Company
    New Orleans, LA
  • 11/2024 → 03/2025
    Fort Mill, SC
  • 04/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 04/2025 → Present
    Metairie, LA
  • 04/2025 → Present
    Hancock Whitney Bank
    Matairie, LA
Previous Registrations
Other Businesses

1) SALE OF INDIVIDUAL AND GROUP HEALTH INSURANCE. 2) BOARD MEMBER FOR THE 18TH WARD; ADD 7/1/2025: ELDER FOR CELEBRATION CHURCH IN METAIRIE. 3) BOARD OF GOVERNORS FOR ISIDORE NEWMAN SCHOOL. 4) ADVISORY BOARD CHAIR FOR BREAKTHROUGH NEW ORLEANS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-12
  • S66 Uniform Combined State Law Examination
    2024-10-12
Designations

View on SEC IAPD

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