Best Investors Account Sign in
Inactive

Richard James Clement

Pebble Management Group

Harahan, LA

Claim This Profile
Current Employers
Pebble Management Group

6430 Jefferson Hwy, Harahan, LA 70123 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2009-08-24
  • LA RA
    APPROVED
    Since 2009-08-24

Branch Locations

6430 Jefferson Hwy, Harahan, LA 70123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pebble Asset Management, Llc Metairie LA 07/2009 Present
Pebble Management Group, Llc Metairie LA 07/2009 Present
  • 07/2009 → Present
    Pebble Asset Management, Llc
    Metairie, LA
  • 07/2009 → Present
    Pebble Management Group, Llc
    Metairie, LA
Previous Registrations
Other Businesses

FINRA ARBITRATOR. VARIES. PEBBLE ASSET MANAGEMENT , PRESIDENT. NFA MEMBER, CFTC REGISTERED COMMODITY POOL OPERATOR.20/MO. PEBBLE MANAGEMENT GROUP, LLC. MANAGING PARTNER. SEC RIA. 80/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-17
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S65 Uniform Investment Adviser Law Examination
    2008-06-17
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20
Other Names
  • Rich Clement
  • Richard Clement

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MML INVESTORS SERVICES, LLC
J.P. MORGAN SECURITIES LLC
REGAL INVESTMENT ADVISORS LLC
ONEAMERICA SECURITIES, INC.

Other Investors

LAWRENCE PAUL JOUET
MICHELE NAMI VON HOVEN
Debbie Stander Hughes
BRIAN PETER BROUSSARD
Danielle Claire Stubbs
David Perry Indest
Madeline Jane Cheramie
CRAIG ANTHONY CHERAMIE

Other Offices

CETERA INVESTMENT ADVISERS LLC · HARAHAN, LA
EDWARD JONES · HARAHAN, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
EDWARD JONES · ELMWOOD, LA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Harahan, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA
MML INVESTORS SERVICES, LLC · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA

More in Harahan, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor