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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-02-10 |
Branch Locations
2176 West Street, Suite 100, Germantown, TN 38138 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Germantown | TN | 02/2024 | 01/2025 |
| Ymca Of Memphis & The Mid-South | Cordova | TN | 11/2020 | 03/2021 |
| Student | Cordova | TN | 01/2014 | 11/2020 |
| Ymca Of Memphis & The Mid-South | Cordova | TN | 03/2022 | 07/2022 |
| Ymca Of Memphis & The Mid-South | Cordova | TN | 10/2023 | 02/2024 |
| Eternal Capital Llc | Cordova | TN | 07/2022 | 01/2024 |
| Ymca Of Memphis & The Mid-South | Cordova | TN | 03/2021 | 03/2022 |
| Shoemaker Financial | Germantown | TN | 02/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSISTING WITH PORTFOLIO CONSTRUCTION AND OPTIMIZATION, AND PROVIDING EXCEPTIONAL SUPPORT TO ADVISORS AND CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 2023-11-08 |
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