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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-02-10
  • TN RA
    APPROVED
    Since 2025-02-10

Branch Locations

2176 West Street, Suite 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Germantown TN 02/2024 01/2025
Ymca Of Memphis & The Mid-South Cordova TN 11/2020 03/2021
Student Cordova TN 01/2014 11/2020
Ymca Of Memphis & The Mid-South Cordova TN 03/2022 07/2022
Ymca Of Memphis & The Mid-South Cordova TN 10/2023 02/2024
Eternal Capital Llc Cordova TN 07/2022 01/2024
Ymca Of Memphis & The Mid-South Cordova TN 03/2021 03/2022
Shoemaker Financial Germantown TN 02/2025 Present
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 02/2024 → 01/2025
    Fidelity Investments
    Germantown, TN
  • 11/2020 → 03/2021
    Ymca Of Memphis & The Mid-South
    Cordova, TN
  • 01/2014 → 11/2020
    Student
    Cordova, TN
  • 03/2022 → 07/2022
    Ymca Of Memphis & The Mid-South
    Cordova, TN
  • 10/2023 → 02/2024
    Ymca Of Memphis & The Mid-South
    Cordova, TN
  • 07/2022 → 01/2024
    Eternal Capital Llc
    Cordova, TN
  • 03/2021 → 03/2022
    Ymca Of Memphis & The Mid-South
    Cordova, TN
  • 02/2025 → Present
    Shoemaker Financial
    Germantown, TN
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-05-31 → 2025-01-30
    Fidelity Personal And Workplace Advisors
    Germantown, TN
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSISTING WITH PORTFOLIO CONSTRUCTION AND OPTIMIZATION, AND PROVIDING EXCEPTIONAL SUPPORT TO ADVISORS AND CLIENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-05-06
S65 Uniform Investment Adviser Law Examination 2023-11-08
  • S63 Uniform Securities Agent State Law Examination
    2024-05-06
  • S65 Uniform Investment Adviser Law Examination
    2023-11-08

View on SEC IAPD

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