Samuel D Neff

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-10
AL	RA	APPROVED	2024-12-19

TX RA
APPROVED

Since 2025-01-10
AL RA
APPROVED

Since 2024-12-19

Branch Locations

3120 Frederick Road Suite G, Opelika, AL 36801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Opelika	AL	06/2024	Present
Mohawk Industries	Dalton	GA	05/2023	08/2023
Auburn University	Auburn	AL	09/2023	12/2023
Camp Highland	Ellijay	GA	05/2022	08/2022
Auburn University	Auburn	AL	08/2021	Present
Unemployed	Suwanee	GA	02/2014	05/2022

06/2024 → Present

Morgan Stanley

Opelika, AL
05/2023 → 08/2023

Mohawk Industries

Dalton, GA
09/2023 → 12/2023

Auburn University

Auburn, AL
05/2022 → 08/2022

Camp Highland

Ellijay, GA
08/2021 → Present

Auburn University

Auburn, AL
02/2014 → 05/2022

Unemployed

Suwanee, GA

Other Businesses

*678750- ;DJ Services - Sole Propietor Investment related-Yes; Auburn, Alabama; Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2026; During business hours: 0; After business hours: 8;Entertainment.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-19

S66 Uniform Combined State Law Examination

2024-12-19

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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