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Elizabeth Marguerite Middleton

Cetera Investment Advisers LLC

Opelika, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-05-08
  • AL RA
    APPROVED
    Since 2026-05-08

Branch Locations

2204 Executive Park Drive, Opelika, AL 36801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chappy's Deli Auburn AL 08/2017 04/2018
Auburn High School Auburn AL 08/2014 05/2018
Unemployed Auburn AL 05/2018 05/2019
Holy Trinity Episcopal Church Auburn AL 05/2019 09/2019
Auburn University Auburn AL 08/2018 12/2021
Botanic Opelika AL 05/2021 07/2021
Auburn University Auburn AL 08/2019 12/2021
Fusion Bar And Grill Auburn AL 10/2020 08/2022
Auburn University Auburn AL 08/2021 08/2022
Auburn University Auburn AL 08/2022 08/2024
Usda Forest Service Pineville LA 08/2024 11/2025
Unemployed Auburn AL 12/2025 02/2026
Pmg Planning Inc Opelika AL 02/2026 Present
Cetera Advisors Llc St Cloud MN 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2026 Present
  • 08/2017 → 04/2018
    Chappy's Deli
    Auburn, AL
  • 08/2014 → 05/2018
    Auburn High School
    Auburn, AL
  • 05/2018 → 05/2019
    Unemployed
    Auburn, AL
  • 05/2019 → 09/2019
    Holy Trinity Episcopal Church
    Auburn, AL
  • 08/2018 → 12/2021
    Auburn University
    Auburn, AL
  • 05/2021 → 07/2021
    Botanic
    Opelika, AL
  • 08/2019 → 12/2021
    Auburn University
    Auburn, AL
  • 10/2020 → 08/2022
    Fusion Bar And Grill
    Auburn, AL
  • 08/2021 → 08/2022
    Auburn University
    Auburn, AL
  • 08/2022 → 08/2024
    Auburn University
    Auburn, AL
  • 08/2024 → 11/2025
    Usda Forest Service
    Pineville, LA
  • 12/2025 → 02/2026
    Unemployed
    Auburn, AL
  • 02/2026 → Present
    Pmg Planning Inc
    Opelika, AL
  • 02/2026 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 05/2026 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: PMG PLANNING INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: ADMIN APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-17
  • S66 Uniform Combined State Law Examination
    2026-04-17
Other Names
  • Liz Middleton

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
AVOW WEALTH ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
VALMARK ADVISERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EDWARD JONES

Other Investors

FRED LANN MIDDLETON
Martin Keith Branch
RICHARD FRANKLIN HOERLEIN
CATHERINE MARTIN JOHNSTON
Mallory Bailey Stein
JAMES R. HIMMELWRIGHT
John B. Boles
SARA KATHRYN POWELL

Other Offices

CETERA INVESTMENT ADVISERS LLC · OPELIKA, AL
AMERIPRISE FINANCIAL SERVICES, LLC · OPELIKA, AL
AVOW WEALTH ADVISORS, LLC · OPELIKA, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Auburn, AL
VALMARK ADVISERS, INC. · OPELIKA, AL
WELLS FARGO CLEARING SERVICES, LLC · AUBURN, AL
AMERIPRISE FINANCIAL SERVICES, LLC · AUBURN, AL
MORGAN STANLEY · OPELIKA, AL

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