Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
AL RA APPROVED 1991-05-03
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • AL RA
    APPROVED
    Since 1991-05-03

Branch Locations

2104 Executive Park Drive, Opelika, AL 36801 • United States

Auburn, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Opelika AL 09/2005 03/2020
Ameriprise Financial Services, Llc Opelika AL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2104 Executive Park Drive, Opelika, Al 36801 The business buildi, ,; ; . Business Ownership; Cobb Hoerlein LLC; ; This is the condo that I own and have my financial planning business. I pay rent to this LLC.; 2104 Executive Park Dr, Opelika, Al 36801, ,; ; ; 0 hours per month; . Other Business Activities; Kiwanis District of Alabama; To be part of the Investment Council for the Kiwanis District of Alabama; 246 South 8th Street, , Gadsen, AL, 35901; Investment-Related; 10/01/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-22
S63 Uniform Securities Agent State Law Examination 1989-06-29
  • S65 Uniform Investment Adviser Law Examination
    1995-06-22
  • S63 Uniform Securities Agent State Law Examination
    1989-06-29
Designations
Other Names
  • Rich Hoerlein

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Opelika, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor