Sean Joseph Forbes

Employer firm

Navigate 401K, LLC CRD 309466

$318M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2023 → 06/2024
  Massmutual Life Insurance Co.
  Birmingham, AL
• 04/2024 → 06/2024
  Mml Investors Services, Llc
  Birmingham, AL
• 06/2022 → 10/2023
  Vestwell
  Birmingham, AL
• 08/2018 → 05/2022
  Full-Time Education
  Tuscaloosa, AL
• 06/2021 → 09/2021
  Bmw Of Tuscaloosa
  Tuscaloosa, AL
• 06/2016 → 08/2020
  Hallmark Volkswagen
  Franklin, TN
• 08/2012 → 05/2018
  Full-Time Education
  Brentwood, TN
• 07/2024 → 04/2025
  Raymond James Financial Services, Inc.
  Montgomery, AL
• 07/2024 → 04/2025
  Raymond James Financial Services Advisors, Inc.
  Montgomery, AL
• 07/2024 → 04/2025
  Meridiem Advisory Group
  Montgomery, AL
• 05/2025 → Present
  Navigate 401K, Llc
  Birmingham, AL

Previous Registrations

• 2024-07-01 → 2025-04-25
  Raymond James Financial Services Advisors, Inc
  Montgomery, AL
  Birmingham, AL
• 2024-06-03 → 2024-06-21
  Mml Investors Services, Llc
  Birmingham, AL
  Birmingham, AL

Other Businesses

(1) INSURANCE AGENT- INVESTMENT RELATED- BIRMINGHAM, AL; INSURANCE SALES, AGENT, 2025, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Exams

• S66 Uniform Combined State Law Examination
  2024-05-20