William Shyan Chan

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Citigroup
  Arcadia, CA

Previous Registrations

• 2010-02-03 → 2011-02-28
  U.S. Bancorp Advisors, Llc
  City Of Industry, CA
• 2007-05-29 → 2010-02-04
  Citigroup Global Markets Inc.
  Monrovia, CA
  Pasadena, CA
  Monrovia, CA
  City Of Industry, CA
• 2004-04-23 → 2007-05-29
  Citicorp Investment Services
  City Of Industry, CA
  City Of Industry, CA

Other Businesses

Rental Property - West Covina, CA; Investment-related; Affiliation started in 2011; Title/Duties: Landlord; No time is devoted to the rental each month during or outside of security trading hours - handled by property agent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-26
• S63 Uniform Securities Agent State Law Examination
  1998-09-22

Other Names

• William Chan
• Wei S Chan