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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-02 |
| TX | RA | APPROVED | 2025-06-26 |
Branch Locations
3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salmon River Restoration Council | Ca | CA | 01/2020 | 12/2022 |
| Home Harvest Pg Llc | Oh | OH | 01/2022 | 01/2024 |
| Humboldt Cannabis Farms | Defunct | CA | 01/2014 | 01/2021 |
| Third Generation Restoration Llc | Oh | OH | 11/2023 | 01/2024 |
| Fidelity Investments | Covington | KY | 02/2024 | Present |
| Norcal Business Management Serivces | Ca | CA | 02/2021 | 02/2023 |
OBA-109530|OrgNmn:Humboldt Seed Company|Org Addr:Orleans,California,US|OBA Nature:Helping with seed sales and ev|Invst Rel:N|Title:Volunteer|Duties:Helping my girlfriend with seed sales and going to her with events to help setup|StrtDt:05-27-24|TotHrs/mon:5|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-09 |
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