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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-03
NC RA APPROVED 2024-12-23
  • TX RA
    APPROVED_RES
    Since 2025-02-03
  • NC RA
    APPROVED
    Since 2024-12-23

Branch Locations

1 N Pack Sq, Asheville, NC 28801 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Asheville NC 06/2008 Present
University Of Phoenix Phoenix AZ 03/2016 03/2021
University Of Phoenix Phoenix AZ 09/2021 03/2023
University Of Phoenix Phoenix AZ 09/2023 Present
Other Businesses

I*1926289, Entity Type, Entity for Profit, Name of OBA: Fairy Tail Farm, Address: Marion, NC, 28752, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 07/29/2024, No Hours: 10hrs/Weekly, No Hours during trading: 0, Duties: We are wanting to take our small family farm to a business organization for the purpose of taking advantage of separation of personal and business expenses and building improvements. We currently have Geese and are looking into keeping sheep. I*: 2703265Entity Type: FiduciaryName of OBA: The CMM Revocable TrustAddress: Marion NC 28752Investment Related: nPosition, Title, Association: Successor TrusteeEmployee Start Date: 09/16/2025No Hours: 1hr/wkNo Hours during trading:0Duties: Successor Trustee I*2703266, Entity Type: , Name of OBA: C M M, Address: Marion, North Carolina, 28752, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/16/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-18
  • S66 Uniform Combined State Law Examination
    2024-12-18
Other Names
  • Savannah Ross Fuller

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