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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-03 |
| NC | RA | APPROVED | 2024-12-23 |
Branch Locations
1 N Pack Sq, Asheville, NC 28801 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Asheville | NC | 06/2008 | Present |
| University Of Phoenix | Phoenix | AZ | 03/2016 | 03/2021 |
| University Of Phoenix | Phoenix | AZ | 09/2021 | 03/2023 |
| University Of Phoenix | Phoenix | AZ | 09/2023 | Present |
I*1926289, Entity Type, Entity for Profit, Name of OBA: Fairy Tail Farm, Address: Marion, NC, 28752, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 07/29/2024, No Hours: 10hrs/Weekly, No Hours during trading: 0, Duties: We are wanting to take our small family farm to a business organization for the purpose of taking advantage of separation of personal and business expenses and building improvements. We currently have Geese and are looking into keeping sheep. I*: 2703265Entity Type: FiduciaryName of OBA: The CMM Revocable TrustAddress: Marion NC 28752Investment Related: nPosition, Title, Association: Successor TrusteeEmployee Start Date: 09/16/2025No Hours: 1hr/wkNo Hours during trading:0Duties: Successor Trustee I*2703266, Entity Type: , Name of OBA: C M M, Address: Marion, North Carolina, 28752, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/16/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-18 |
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