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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Electronic Arts | Austin | TX | 07/2013 | 03/2019 |
| Unemployment And Apple, Dell, Doordash. All < 1 Month Each | Austin | TX | 03/2019 | 10/2020 |
| First Centennial Mortgage | Bastrop | TX | 10/2020 | 02/2021 |
| Freedom Forever Solar | Las Vegas | NV | 02/2021 | 06/2021 |
| Shipstation | Austin | TX | 06/2021 | 05/2022 |
| Q2 Software | Austin | TX | 05/2022 | 03/2024 |
| Fieldguide Financial (Lpl Financial) | Rockport | TX | 03/2024 | 10/2024 |
| Lpl Financial | Rockport | TX | 10/2024 | Present |
1) 09/2024 - Field Guide Financial / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-17 |
| S65 | Uniform Investment Adviser Law Examination | 2026-05-19 |
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