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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-10-12
WI RA APPROVED 2023-10-12
MN RA APPROVED 2023-06-27
  • NE RA
    APPROVED
    Since 2023-10-12
  • WI RA
    APPROVED
    Since 2023-10-12
  • MN RA
    APPROVED
    Since 2023-06-27

Branch Locations

1310 North 13Th St Suite 1, Norfolk, NE 68701 • United States

6550 York Ave S Ste 100, Edina, MN 55435-2332 • United States

Minneapolis, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Edina MN 04/2014 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Other Businesses

Business Ownership; JSB Solutions; Owner; Manage Ameriprise Business; 7633 Bryant Ave S, , Minneapolis, MN, 55423; Investment-Related; 12/29/2023; 20 to 39 hours per month; 60 during trading hours. Outside Employment; Jambalaya Group Holdings LLC.; I do not own the business and am the COO & CFO; Franchise consultancy through Ameriprise Financial Services. The business is being purchased by Traci Williams (Jambalaya Group Holdings LLC) on 6/12/2026. I am the Franchise Consultant in the Ameriprise system. We are a consulting firm that specializes in supporting financial advisors run their business; 4417 Vail Divide Drive, , Austin , TX, 78738; Investment-Related; 06/12/2026; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-06
  • S63 Uniform Securities Agent State Law Examination
    2019-05-06
Designations

View on SEC IAPD

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