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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-12
MN RA APPROVED 2022-07-07
  • TX RA
    APPROVED
    Since 2023-12-12
  • MN RA
    APPROVED
    Since 2022-07-07

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

6550 York Ave S Suite 302, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2013 05/2022
Northwestern Mutual Investment Services, Llc Minneapolis MN 07/2010 05/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2017 05/2022
Lpl Financial Llc Minnetonka MN 05/2022 Present
  • 04/2013 → 05/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2010 → 05/2022
    Northwestern Mutual Investment Services, Llc
    Minneapolis, MN
  • 04/2017 → 05/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2022 → Present
    Lpl Financial Llc
    Minnetonka, MN
Other Businesses

1)05/20/2022 - Opulence Wealth Management - DBA for LPL Business - Inv Rel - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2)07/13/2022 - Great Valley Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 07/05/2022 - 160 Hours Per Month/150 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 3)07/13/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 07/05/2022 - 160 Hours Per Month/150 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 4) 07/28/2022 - Great Valley Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date - 05/23/2022 - 80 Hours Per Month/80 Hours During Securities Trading. 5) 08/30/2022 - Great Valley Insurance Brokers (GVAIB) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Wealth Management Advisor - Start Date - 07/19/2022 - 20 Hours Per Month/1 Hours During Securities Trading. 6) 07/24/2025 - Opulence Signature Accounting - Not Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:06/13/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-05
S63 Uniform Securities Agent State Law Examination 2015-12-01
  • S65 Uniform Investment Adviser Law Examination
    2022-07-05
  • S63 Uniform Securities Agent State Law Examination
    2015-12-01

View on SEC IAPD

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