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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-12 |
| MN | RA | APPROVED | 2022-07-07 |
Branch Locations
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2013 | 05/2022 |
| Northwestern Mutual Investment Services, Llc | Minneapolis | MN | 07/2010 | 05/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2017 | 05/2022 |
| Lpl Financial Llc | Minnetonka | MN | 05/2022 | Present |
1)05/20/2022 - Opulence Wealth Management - DBA for LPL Business - Inv Rel - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2)07/13/2022 - Great Valley Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 07/05/2022 - 160 Hours Per Month/150 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 3)07/13/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 07/05/2022 - 160 Hours Per Month/150 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 4) 07/28/2022 - Great Valley Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date - 05/23/2022 - 80 Hours Per Month/80 Hours During Securities Trading. 5) 08/30/2022 - Great Valley Insurance Brokers (GVAIB) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Wealth Management Advisor - Start Date - 07/19/2022 - 20 Hours Per Month/1 Hours During Securities Trading. 6) 07/24/2025 - Opulence Signature Accounting - Not Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:06/13/2025 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-01 |
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