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Michael Rosenthal

Edward Jones

Thousand Oaks, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-16
CA RA APPROVED 2024-05-15
  • TX RA
    APPROVED_RES
    Since 2024-08-16
  • CA RA
    APPROVED
    Since 2024-05-15

Branch Locations

100 E Thousand Oaks Blvd Suite 124, Thousand Oaks, CA 91360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Westlake Village CA 06/2012 03/2024
Edward Jones St Louis MO 03/2024 Present
  • 06/2012 → 03/2024
    Self Employed
    Westlake Village, CA
  • 03/2024 → Present
    St Louis, MO
Other Businesses

Self employed Notary Public Type: Signing Agent Notary Public Date: 09/30/23 Title: Notary Public Trad Hrs: 0 Tot Hrs: 0 Desc: Renewed my Notary commission on 9/30/23 with intention of building a notary signing business. Have not completed any notary business since commission began. I will not seek any future business. Just disclosing that I do have an active notary license/ City-State: Newbury Park CA **** "Self employed at Pinnacle Estate Properties brokerage Type: Real Estate Salesperson Date: 06/01/17 Title: Realtor Trad Hrs: 0 Tot Hrs: 0 Desc: Real estate salespersons license is inactive. I had former brokerage remove my license from employment which put the license into inactive status. City-State: Westlake Village CA"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
  • S66 Uniform Combined State Law Examination
    2024-05-13
Other Names
  • Mike Rosenthal
  • Michael Todd Rosenthal

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