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Dellon Stout Barry

Ibn Asset Management, LLC

Thousand Oaks, CA

CRD 6738085

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Employer firm

Ibn Asset Management, LLC CRD 290114

$508M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (institutions)
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Ibn Asset Management, Llc

463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-29
  • CA RA
    APPROVED
    Since 2020-06-29

Branch Locations

463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aaa Costa Mesa CA 08/2013 12/2016
Institutional Bond Network, Llc Thousand Oaks CA 12/2016 Present
Ibn Asset Management, Llc Thousand Oaks CA 08/2019 Present
  • 08/2013 → 12/2016
    Aaa
    Costa Mesa, CA
  • 12/2016 → Present
    Institutional Bond Network, Llc
    Thousand Oaks, CA
  • 08/2019 → Present
    Thousand Oaks, CA
Other Businesses

1) Institutional Bond Network, LLC; Investment-Related; Thousand Oaks, CA; Broker Dealer; Registered Representative; 12/13/2016; 80 hrs/mo; 80 hrs/mo during securities trading hours; Duties are sales 2) IBN Asset Management, LLC; Investment-Related; Thousand Oaks, CA; Investment Advisor; Sales; 08/15/2019; 80 hrs/mo; 80 hrs/mo during securities trading hours; Duties are selling investment management services to municipal entities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-29
S63 Uniform Securities Agent State Law Examination 2017-03-27
  • S66 Uniform Combined State Law Examination
    2020-06-29
  • S63 Uniform Securities Agent State Law Examination
    2017-03-27
Other Names
  • Dellon Stout Barry Iii
  • Dellon Stout Barry Iii

View on SEC IAPD

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