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463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-01 |
Branch Locations
463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360 • United States
Winter Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services | Dallas | TX | 01/2016 | 09/2020 |
| Institutional Bond Network | Winter Springs | FL | 09/2020 | Present |
| Arbitrage Management Group | Winter Springs | FL | 08/2005 | Present |
| Ibn Asset Management, Llc | Winter Springs | FL | 06/2022 | Present |
1) OUR BACKYARD FOUNDATION-NOT INVESTMENT RELATED- MEMBER BOARD OF DIRECTORS-405 S MOSS RD, WINTER SPRINGS FL 32708- NATURE OF BUSINESS, SUPPORTS LOCAL CHARITABLE CAUSES-START DATE 02/28/2012- APPX 10-15 HOURS, 0 HOURS DURING TRADING HOURS- DESCRIPTION , ORGANIZE FUNDRAISING EVENTS TO BENEFIT INDIVIDUALS AND FAMILIES WITHIN THE COMMUNITY. 2) ARBITRAGE MANAGEMENT GROUP; INVESTMENT RELATED; 405 S MOSS RD, WINTER SPRINGS, FL 32708; INVESTMENT OF BOND PROCEEDS; ADMINISTRATIVE ASSISTANT; 08/2005; LESS THAN 5 HOURS/MONTH AND DURING SEC TRADING HOURS; ADMINISTRATIVE. 3) Institutional Bond Network; Investment-Related; Winter Springs, FL; Broker Dealer; Sales Assistant; 9/2020; 120+ hrs/mo; 120+ hrs/mo during securities trading hours; Duties are registered representative capacity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-03 |
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