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Current Employers
Ibn Asset Management, Llc

463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-01
  • CA RA
    APPROVED
    Since 2022-11-01

Branch Locations

463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360 • United States

Winter Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Dallas TX 01/2016 09/2020
Institutional Bond Network Winter Springs FL 09/2020 Present
Arbitrage Management Group Winter Springs FL 08/2005 Present
Ibn Asset Management, Llc Winter Springs FL 06/2022 Present
  • 01/2016 → 09/2020
    Prospera Financial Services
    Dallas, TX
  • 09/2020 → Present
    Institutional Bond Network
    Winter Springs, FL
  • 08/2005 → Present
    Arbitrage Management Group
    Winter Springs, FL
  • 06/2022 → Present
    Winter Springs, FL
Previous Registrations
  • 2016-02-01 → 2020-10-01
    Dallas, TX
    Winter Springs, FL
  • 2005-03-14 → 2016-01-26
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2004-10-29 → 2005-08-08
    Sterne, Agee & Leach, Inc.
    Ovieda, FL
  • 2001-12-20 → 2004-10-27
    Ryan Beck & Co.
    Oviedo, FL
Other Businesses

1) OUR BACKYARD FOUNDATION-NOT INVESTMENT RELATED- MEMBER BOARD OF DIRECTORS-405 S MOSS RD, WINTER SPRINGS FL 32708- NATURE OF BUSINESS, SUPPORTS LOCAL CHARITABLE CAUSES-START DATE 02/28/2012- APPX 10-15 HOURS, 0 HOURS DURING TRADING HOURS- DESCRIPTION , ORGANIZE FUNDRAISING EVENTS TO BENEFIT INDIVIDUALS AND FAMILIES WITHIN THE COMMUNITY. 2) ARBITRAGE MANAGEMENT GROUP; INVESTMENT RELATED; 405 S MOSS RD, WINTER SPRINGS, FL 32708; INVESTMENT OF BOND PROCEEDS; ADMINISTRATIVE ASSISTANT; 08/2005; LESS THAN 5 HOURS/MONTH AND DURING SEC TRADING HOURS; ADMINISTRATIVE. 3) Institutional Bond Network; Investment-Related; Winter Springs, FL; Broker Dealer; Sales Assistant; 9/2020; 120+ hrs/mo; 120+ hrs/mo during securities trading hours; Duties are registered representative capacity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-03
  • S66 Uniform Combined State Law Examination
    2001-08-03
Other Names
  • Cindy Ann Ball
  • Cindy Ann Ball

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