Cindy Ball Toshie

Employer firm

Ibn Asset Management, LLC CRD 290114

$508M regulatory AUM

Reported services (Item 5G)

• Portfolio management (institutions)
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 09/2020
  Prospera Financial Services
  Dallas, TX
• 09/2020 → Present
  Institutional Bond Network
  Winter Springs, FL
• 08/2005 → Present
  Arbitrage Management Group
  Winter Springs, FL
• 06/2022 → Present
  Ibn Asset Management, Llc
  Winter Springs, FL

Previous Registrations

• 2016-02-01 → 2020-10-01
  Prospera Financial Services, Inc.
  Dallas, TX
  Winter Springs, FL
• 2005-03-14 → 2016-01-26
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2004-10-29 → 2005-08-08
  Sterne, Agee & Leach, Inc.
  Ovieda, FL
• 2001-12-20 → 2004-10-27
  Ryan Beck & Co.
  Oviedo, FL

Other Businesses

1) OUR BACKYARD FOUNDATION-NOT INVESTMENT RELATED- MEMBER BOARD OF DIRECTORS-405 S MOSS RD, WINTER SPRINGS FL 32708- NATURE OF BUSINESS, SUPPORTS LOCAL CHARITABLE CAUSES-START DATE 02/28/2012- APPX 10-15 HOURS, 0 HOURS DURING TRADING HOURS- DESCRIPTION , ORGANIZE FUNDRAISING EVENTS TO BENEFIT INDIVIDUALS AND FAMILIES WITHIN THE COMMUNITY. 2) ARBITRAGE MANAGEMENT GROUP; INVESTMENT RELATED; 405 S MOSS RD, WINTER SPRINGS, FL 32708; INVESTMENT OF BOND PROCEEDS; ADMINISTRATIVE ASSISTANT; 08/2005; LESS THAN 5 HOURS/MONTH AND DURING SEC TRADING HOURS; ADMINISTRATIVE. 3) Institutional Bond Network; Investment-Related; Winter Springs, FL; Broker Dealer; Sales Assistant; 9/2020; 120+ hrs/mo; 120+ hrs/mo during securities trading hours; Duties are registered representative capacity.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-03

Other Names

• Cindy Ann Ball
• Cindy Ann Ball