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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-18
  • FL RA
    APPROVED
    Since 2024-07-18

Branch Locations

22 Bull St, Savannah, GA 31401 • United States

355 Alhambra Cir, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 02/2024 Present
First American Bank Miami FL 02/2017 02/2024
Montica Corp Miami FL 01/1995 01/2017
Other Businesses

I*1831268, Entity Type Entity Charitable, Name of OBA: Estate Planning Council of Greater Miami Address: Coconut CreekFlorida33073United States Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/10/2024No Hours: 2 monthly No Hours during trading: 0 Duties: Board Member, networking/business development, and continuing education credits towards my CFP designation I*4049274, Entity Type: Charitable, Name of OBA: Coral Gables Community Foundation, Address: Coral Gables , Florida, 33134, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 04/01/2026, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: Members of the committee will: Participate in committee meetings and discussions Become knowledgeable about the Foundations programs, initiatives, and community impact Serve as ambassadors for the Coral Gables Community Foundation Host or facilitate opportunities for community engagement Help introduce new individuals and families to the Foundations work. The committee supports the Foundations long-term growth by helping to: Increase awareness of the Foundations mission and impact Introduce new individuals to the work of the Foundation Expand the Foundations network of supporters and partners Strengthen the Foundations presence within the community Members of the committee are not expected to solicit donations on behalf of the Foundation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-15
  • S63 Uniform Securities Agent State Law Examination
    2023-12-15
Designations
Other Names
  • John O'ROurke
  • John Orourke
  • John Orourke
  • John O'ROurke

View on SEC IAPD

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