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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2011-07-19 |
| TX | RA | APPROVED | 2011-07-11 |
Branch Locations
340 Eisenhower Dr Ste 710, Savannah, GA 31406-1608 • United States
Savannah, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Savannah | GA | 07/2011 | Present |
1. 7/11/2011: The National Benefit Corp - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 20% - General agency for fixed insurance and LTC. 2. 5/12/2014: Live Oak Financial Planning - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - The corporate name "Live Oak Financial Planning, LLC" is an entity registered with the State of GA for tax purposes. I own the entity but do not hold the name out to the public for any reason. It's DBA is Live Oak Financial Services. 3. 5/14/2014: Live Oak Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 35% - Life, health, DI, LTC, fixed annuity, term. Live Oak Financial Services, LLC is the DBA of Live Oak Financial Planning, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-07 |
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