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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-24 |
| NE | RA | APPROVED | 2025-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 02/2024 | 06/2025 |
| Saint Elizabeth Regional Medical Center | Lincoln | NE | 02/2011 | 04/2017 |
| Wax Buffalo | Lincoln | NE | 04/2017 | 03/2023 |
| Pink Gorilla Events | Lincoln | NE | 03/2023 | 01/2024 |
| Lpl Financial Llc | Omaha | NE | 06/2025 | Present |
1. 06/05/2025- Asset Strategies- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/02/2024- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-29 |
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