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Jordon Lena Nicole Riggs

Wells Fargo Clearing Services, LLC

Abingdon, VA

Roanoke, VA

CRD 7877101

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-01
  • VA RA
    APPROVED
    Since 2024-06-01

Branch Locations

332 Cummings St, Abingdon, VA 24210 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Norton VA 02/2024 Present
Wells Fargo Bank, Na Norton VA 11/2021 Present
Sykes Wise VA 06/2017 11/2021
Walmart Norton VA 07/2016 10/2016
Unemployed Coeburn VA 10/2016 05/2017
  • 02/2024 → Present
    Wells Fargo Clearing Services, Llc
    Norton, VA
  • 11/2021 → Present
    Wells Fargo Bank, Na
    Norton, VA
  • 06/2017 → 11/2021
    Sykes
    Wise, VA
  • 07/2016 → 10/2016
    Walmart
    Norton, VA
  • 10/2016 → 05/2017
    Unemployed
    Coeburn, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-31
S63 Uniform Securities Agent State Law Examination 2024-05-08
  • S65 Uniform Investment Adviser Law Examination
    2024-05-31
  • S63 Uniform Securities Agent State Law Examination
    2024-05-08
Other Names
  • Jordon L Riggs

View on SEC IAPD

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NAVION WEALTH ADVISORS, LLC · ABINGDON, VA
CONCORD WEALTH PARTNERS · ABINGDON, VA
CONCORD ASSET MANAGEMENT, LLC · ABINGDON, VA

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