Michael Anthony Spiegler

Current Employers

Employment History

• 11/1993 → Present
  Spiegler & Blevins, Cpa'S
  Abingdon, VA
• 08/2000 → 01/2017
  Lpl Financial Llc (F.K.A) Linsco Private Ledger
  Abingdon, VA
• 08/2014 → 10/2023
  Cwm, Llc
  Omaha, NE
• 01/2017 → 10/2023
  Cetera Advisor Networks, Llc
  El Segundo, CA
• 03/2024 → Present
  Navion Wealth Advisors, Llc
  Abingdon, VA

Previous Registrations

• 2014-09-11 → 2023-11-08
  Cwm, Llc
  Abingdon, VA
  Bristol, VA
• 2013-12-06 → 2014-09-11
  Gaam Wealth Advisors, Inc.
  Abingdon, VA
  Kingsport, TN
• 2003-06-27 → 2013-05-06
  Lpl Financial Llc
  Bristol, TN
  Abingdon, VA
  Abingdon, VA

Other Businesses

(Spiegler Blevins & Company, PC); Not investment-related; 848 French Moore Jr Blvd Abingdon, VA 24210; Accounting Firm; Partner ; 2/1993; approximately 160 hours per month - all during trading hours; Certified Public Accountant. (COLONIAL PROPERTYASSOCIATES), LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE LESSOR START DATE: 11/2008POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RENTCOMMERCIAL REAL ESTATE. (JOHNSTON MEMORIAL HEALTHCARE FOUNDATION, INC. DBA WELLSPRING) INVESTMENT RELATED: NO, ADDRESS: 851FRENCH MORR JR BLVD, ABINGDON, VA 24210, NATURE OF BUSINESS: HEALTH CARE, START DATE: 07/2016, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER AND SECRETARY OFTHE BOARD, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: SECRETARY OF THE BOARD.RESPONSIBLE FOR MAINTAINING RECORDS AND DOCUMENTS ASSOCIATED WITH BOARD ACTIVITY. (VIRGINIA HIGHLANDS SMALL BUSINESSINCUBATOR) INVESTMENT RELATED: NO ADDRESS: 851 FRENCH MOORE JR BLVD ABINGDON VA NATURE OF BUSINESS: BOARD MEMBER START DATE: 07/2011POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES:BOARD MEMBER - ATTEND MEETINGS, ATTRACT START UP BUSINESSES. (VHCC EDUCATION FOUNDATION) INVESTMENT RELATED: NO ; ADDRESS:100 VHCC DRIVE ABINGDON VA 24210 ; NATURE OF BUSINESS: COMMUNITY / CHARITABLE BOARD START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APXNUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: SERVE ON FINANCE COMMITTEE AND INVESTMENTCOMMITTEE ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-06-26
• S63 Uniform Securities Agent State Law Examination
  1999-12-29