Best Investors Account Sign in

Joseph Cassese

Kestra Advisory Services, LLC

Austin, TX

Westport, MA

Claim This Profile
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-05
  • MA RA
    APPROVED
    Since 2024-03-05

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

519 American Legion Hwy #3, Westport, MA 02790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Hermitage Club Wilmington VT 07/2012 02/2018
Anchor Seafood Restaurant Wilmington VT 06/2018 08/2021
Investor Protection & Management Services, Llc Hoosick Falls NY 08/2021 02/2024
W&B Management West Dover VT 06/2022 11/2022
Kestra Advisory Services Westport MA 02/2024 Present
Unemployed Castleton VT 02/2018 06/2018
Kestra Investment Services Llc Westport MA 06/2025 Present
  • 07/2012 → 02/2018
    The Hermitage Club
    Wilmington, VT
  • 06/2018 → 08/2021
    Anchor Seafood Restaurant
    Wilmington, VT
  • 08/2021 → 02/2024
    Investor Protection & Management Services, Llc
    Hoosick Falls, NY
  • 06/2022 → 11/2022
    W&B Management
    West Dover, VT
  • 02/2024 → Present
    Kestra Advisory Services
    Westport, MA
  • 02/2018 → 06/2018
    Unemployed
    Castleton, VT
  • 06/2025 → Present
    Kestra Investment Services Llc
    Westport, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-14
S65 Uniform Investment Adviser Law Examination 2022-04-11
  • S63 Uniform Securities Agent State Law Examination
    2026-03-14
  • S65 Uniform Investment Adviser Law Examination
    2022-04-11

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor