Joseph Cassese

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 02/2018
  The Hermitage Club
  Wilmington, VT
• 06/2018 → 08/2021
  Anchor Seafood Restaurant
  Wilmington, VT
• 08/2021 → 02/2024
  Investor Protection & Management Services, Llc
  Hoosick Falls, NY
• 06/2022 → 11/2022
  W&B Management
  West Dover, VT
• 02/2024 → Present
  Kestra Advisory Services
  Westport, MA
• 02/2018 → 06/2018
  Unemployed
  Castleton, VT
• 06/2025 → Present
  Kestra Investment Services Llc
  Westport, MA

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-03-14
• S65 Uniform Investment Adviser Law Examination
  2022-04-11