Caitlyn E Oconnor

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD

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Current Employers

T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-06-06

MD RA
APPROVED

Since 2024-06-06

Branch Locations

4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T Rowe Price	Owings Mills	MD	02/2024	Present
Tekk Systems	Owings Mills	MD	08/2023	02/2024
Copper Cellar	Knoxville	TN	10/2021	12/2022
Unemployed	Westminster	MD	12/2022	07/2023
University Of Tennessee, Knoxville	Knoxville	TN	08/2018	12/2022
Unemployed	Westminster	MD	02/2014	08/2018
Maryvale Preparatory	Lutherville-Timonium	MD	08/2013	05/2018

02/2024 → Present

T Rowe Price

Owings Mills, MD
08/2023 → 02/2024

Tekk Systems

Owings Mills, MD
10/2021 → 12/2022

Copper Cellar

Knoxville, TN
12/2022 → 07/2023

Unemployed

Westminster, MD
08/2018 → 12/2022

University Of Tennessee, Knoxville

Knoxville, TN
02/2014 → 08/2018

Unemployed

Westminster, MD
08/2013 → 05/2018

Maryvale Preparatory

Lutherville-Timonium, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-04

S66 Uniform Combined State Law Examination

2024-06-04

View on SEC IAPD

Other Firms

T. ROWE PRICE ASSOCIATES, INC.

PROSPERITY - AN EISNERAMPER COMPANY

TRUIST ADVISORY SERVICES, INC.

OBSERVATORY CAPITAL MANAGEMENT, LLC

W&S BROKERAGE SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

Daniel J Tambellini

CHRISTOPHER PETER PHOTIOU

Craig Michael Gross

BENJAMIN PAUL DEFELICE

SEAN PATRICK KILCOYNE

Patrick Charles Hartnett

John Joseph Fazzini

Other Offices

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Baltimore, MD

T. ROWE PRICE ASSOCIATES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

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