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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-11-29
  • MD RA
    APPROVED
    Since 2018-11-29

Branch Locations

Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 06/2017 Present
University Of Alabama Tuscaloosa AL 08/2013 05/2017
  • 06/2017 → Present
    T. Rowe Price
    Owings Mills, MD
  • 08/2013 → 05/2017
    University Of Alabama
    Tuscaloosa, AL
Other Businesses

Commander in Leaf LLC; Non-Investment Related; 5/16/25; Owner; https://commanderinleaf.com/; Responsible for business operations; Gardening design; 12 hours per month; 0 during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-26
S63 Uniform Securities Agent State Law Examination 2017-11-15
  • S66 Uniform Combined State Law Examination
    2018-10-26
  • S63 Uniform Securities Agent State Law Examination
    2017-11-15
Designations
  • Certified Financial Planner
Other Names
  • John Joseph Fazzini

View on SEC IAPD

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