Best Investors Account Sign in
Current Employers
Lawley Retirement Advisors

361 Delaware Avenue, Buffalo, NY 14202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-20
  • NY RA
    APPROVED
    Since 2024-02-20

Branch Locations

361 Delaware Avenue, Buffalo, NY 14202 • United States

441 East Avenue, Rochester, NY 14607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawley Retirement Advisors, Llc Buffalo NY 07/2014 Present
  • 07/2014 → Present
    Lawley Retirement Advisors, Llc
    Buffalo, NY
Other Businesses

Lawley, LLC, non-investment related, 441 East Avenue, Rochester NY 14607; employee benefits consulting, consultant, employee, 7/14/2014, 160 hours devoted to Lawley, LLC, all during securities trading hours, consult with Employers on employee benefits needs may refer business to LRA for investment related assistance (retirement plans).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-10
  • S65 Uniform Investment Adviser Law Examination
    2023-06-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Buffalo, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor