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361 Delaware Avenue, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-20 |
Branch Locations
361 Delaware Avenue, Buffalo, NY 14202 • United States
441 East Avenue, Rochester, NY 14607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lawley Retirement Advisors, Llc | Buffalo | NY | 07/2014 | Present |
Lawley, LLC, non-investment related, 441 East Avenue, Rochester NY 14607; employee benefits consulting, consultant, employee, 7/14/2014, 160 hours devoted to Lawley, LLC, all during securities trading hours, consult with Employers on employee benefits needs may refer business to LRA for investment related assistance (retirement plans).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-10 |
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