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137 Rowayton Avenue Suite 430, Rowayton, CT 06853 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-29 |
Branch Locations
137 Rowayton Avenue Suite 430, Rowayton, CT 06853 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pettee Investors, Inc | Norwalk | CT | 08/2023 | Present |
| Edelman | New York | NY | 09/2022 | 07/2023 |
| Edelman | New York | NY | 07/2021 | 09/2022 |
| Universal Music Group | New York | NY | 12/2017 | 07/2021 |
| Universal Music Group | New York | NY | 09/2017 | 12/2017 |
| The Madison Square Garden Company | New York | NY | 01/2019 | 05/2019 |
| Total Assault | Los Angeles | CA | 06/2016 | 07/2016 |
| New York University | New York | NY | 08/2017 | 05/2021 |
| St. Luke's School | New Canaan | CT | 02/2014 | 05/2017 |
| Lizzie Pettee Music Llc | Norwalk | CT | 10/2014 | 09/2017 |
| Lm Consulting Group | Norwalk | CT | 07/2023 | Present |
LM Consulting Group; not investment-related; 133 Rowayton Avenue, Unit C, Norwalk, CT 06853; LM Consulting Group was conceived in response to the growing demand for Greens Ledge Light Preservation Society volunteer staff to provide comprehensive consulting services for the restoration, preservation, ongoing management, and strategic marketing of other historic lighthouses across the United States; Senior Consultant; volunteer employee (pro-bono); 07/2023; 160 hours/month; 0 hours during securities trading hours; executes tactical communications strategy for clients and supports day-to-day and long-term marketing programs while serving as a trusted advisor to client leadership, business, and other key stakeholders.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-28 |
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