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Current Employers
Pettee Investors Inc

137 Rowayton Avenue Suite 430, Rowayton, CT 06853 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-05-09
  • CT RA
    APPROVED
    Since 2018-05-09

Branch Locations

137 Rowayton Avenue Suite 430, Rowayton, CT 06853 • United States

Hoya Capital Real Estate, Llc

137 Rowayton Avenue Suite 430, Rowayton, CT 06853 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-03-22
  • CT RA
    APPROVED
    Since 2016-03-22

Branch Locations

137 Rowayton Avenue Suite 430, Rowayton, CT 06853 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pettee Investors, Inc. Rowayton CT 05/2018 Present
Hoya Capital Real Estate Llc Stamford CT 10/2015 Present
Other Businesses

Hoya Capital Real Estate, LLC Investment Related 1 Harbor Point Road, Suite 201 Stamford, CT 06902 Registered Investment Adviser Founder, President, Investment Adviser Representative Start Date: 10/2015 40/hours week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-04
  • S65 Uniform Investment Adviser Law Examination
    2015-11-04
Designations

View on SEC IAPD

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