Best Investors Account Sign in

Michelle Renee Klemm

Wells Fargo Clearing Services, LLC

Milbank, SD

Sioux Falls, SD

CRD 3213668

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-23
SD RA APPROVED 2014-06-18
  • TX RA
    APPROVED_RES
    Since 2014-07-23
  • SD RA
    APPROVED
    Since 2014-06-18

Branch Locations

402 S Main St, Milbank, SD 57252 • United States

6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sioux Falls SD 06/2014 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    1999-08-12
Other Names
  • Shelly R Klemm
  • Shelly Klemm

View on SEC IAPD

Nearby Firms

THRIVENT INVESTMENT MANAGEMENT INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES

Nearby Investors

LANCE ALLEN HAMMAN
DENNIS JAMES MEARS
Delvin J. Hackwith

Nearby Offices

THRIVENT INVESTMENT MANAGEMENT INC. · MILBANK, SD
AMERIPRISE FINANCIAL SERVICES, LLC · Milbank, SD
EDWARD JONES · MILBANK, SD

More in Milbank, SD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor